Compliance-Based Shredding for Financial Advisors & Wealth Management Firms in NYC, Long Island, and Northern NJ

As a financial advisor or wealth management professional, you handle more than just numbers—you manage sensitive client data, investment documents, tax records, and financial statements. These files are subject to strict regulatory oversight and must be disposed of securely when no longer needed. That’s where SecureShred comes in.

We offer secure, compliant shredding services tailored specifically for the financial services industry. Whether you operate independently or as part of a larger firm, we help you maintain compliance and client trust by ensuring confidential information is thoroughly destroyed.

Meet SEC, FINRA, and State Compliance Standards

Regulations from the Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), and state laws require firms to properly dispose of non-public personal information (NPI). Failing to comply can result in fines and damage to your firm’s reputation.

SecureShred’s process aligns with these compliance requirements. We offer documented destruction services with a Certificate of Destruction issued for every job—giving you the audit trail your firm needs.

Shredding Services Designed for Financial Firms

We work with financial planners, investment firms, and advisors who need a trusted shredding partner. Our services include:

  1. Routine Scheduled Shredding for day-to-day operations
  2. One-Time Shredding Purges for year-end cleanouts
  3. Locked Security Bins and Consoles to keep data safe before destruction
  4. On-Site or Off-Site Options depending on your compliance and convenience needs

We’ll help you design a shredding solution that works with your workflow and meets the standards your industry demands.

Why Choose SecureShred?

We understand the unique privacy and compliance needs of financial professionals. Our team is trained, insured, and experienced in handling sensitive financial data. Your clients trust you with their most important information—it’s critical that your shredding vendor is just as trustworthy.

We also prioritize eco-friendly practices. All shredded paper is recycled, helping your firm support sustainability while staying compliant.

Areas We Serve

We proudly provide secure shredding services across:

  1. New York City
  2. Long Island
  3. Northern New Jersey

From boutique advisors to large multi-office firms, SecureShred is a trusted partner in financial data security.

Request a Quote Today

Stay compliant, secure, and efficient. Contact SecureShred to schedule a shredding consultation and get a free quote tailored to your financial advisory firm.